ASIC Practice Notes

Australian Securities & Investments Commission


From 5 July 2007, documents known as Practice Notes were renamed as Regulatory Guides and may be referred to by their regulatory guide number (e.g. RG 14.1) or their practice notes number (e.g. PN 14.1). 

 ASIC have also released Regulatory Guides to replace other documents that have previously been issued as Policy Statements and Guides, as well as Practice Notes

Please see Policy Statements section which has a comparative table to find the previous number for a particular Regulatory Guide, where applicable.

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